Regulators are critical stakeholders in investor relations and are increasingly becoming more active in requesting information to monitor compliance with both shareholder and regulatory requirements of listed companies.  We consider it our role and responsibility to  stay abreast of all new regulations relating to investor relations and advise and enable our clients to achieve compliance. We help our clients achieve compliance by:

• Providing monthly reports to the regulator and client as required
• Providing transactional data information to the regulator for purposes of responding to shareholder queries or complaints raised with the regulator
• Reviewing new developments and advising clients of the steps needed to manage compliance