New Listing Processing and Advisory Services: IPO, Private Placement (PPO)or Listing by Way of Introduction
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- Contribution to Share certificate, Application form, refund cheque and/allocation notification design/s
- Training of processing and receiving agents and brokers on the IPO/PPO Process
- Acting as receiving agents for all applications, reviewing all applications for errors and interacting with (Other) agents to obtain additional information where needed
- Providing batching procedures to agents
- Data entry and validation
- Providing reports on progress of offer during the offer period
- Providing of statistics for announcement of final results
- Aggregation of multiple applications/applicants
- Performing allotment based on the agreed allotment criteria
- Reconciling with the receiving bank and generation of refund list which facilitates refunds in case of over-subscription (Processing refunds)
- Generating upload file/s for direct credit of allotted shares into CDS
- Printing and dispatching certificates as well as allocation letters
- Creation of the shares register
- Filling necessary returns with regulatory bodies
- Issuance of clearance certificates to selling agents
- Shares Register Management/ Shareholder/Investor relations/services Post IP
